Vice President Finance Operations (FINOP)

Mutual of America Financial Group$177K – $265K per yearUnited States only

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Mutual of America Financial Group

Job Title: Vice President, Finance Operations (FINOP)
Location: Remote or hybrid if one resides in the greater NYC area

Who Are We:

At Mutual of America Financial Group , we help people build the assets they need to achieve greater financial security. Our Company is built upon a solid foundation of integrity, excellence, and social responsibility. We were founded in 1945 to provide small and mid-sized nonprofit organizations with pension and retirement-related services, along with leading customer support. Today, we provide these services also to for-profit companies, as well as to governmental entities, Tribal enterprises, institutional investors, and individuals. We work diligently to understand the needs of our customers so we can help them achieve their retirement goals.

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Vice President Finance Operations (FINOP) at Mutual of America Financial Group · ApplyPick

Regulatory Oversight & Compliance
Serve as the firm's designated FINOP and maintain all responsibilities associated with the Series 27 Financial and Operations Principal registration.
Ensure ongoing compliance with SEC, FINRA, SIPC, and applicable state regulatory requirements.
Prepare, review, and file FOCUS Reports and other regulatory filings accurately and timely.
Monitor compliance with net capital, reserve, and liquidity requirements.
Act as the primary liaison with regulatory agencies, external auditors, and examiners regarding financial and operational matters.
Financial Management & Reporting
Oversee the broker-dealer's accounting records, financial reporting, and general ledger processes.
Prepare and review monthly, quarterly, and annual financial statements.
Analyze financial performance, capital adequacy, and operational metrics.
Provide financial guidance and recommendations to senior leadership.
Ensure the accuracy and integrity of financial data and regulatory reporting.
Risk Management & Controls
Develop, implement, and maintain effective internal controls and supervisory procedures.
Identify and assess operational, financial, and regulatory risks.
Recommend and implement corrective actions to mitigate identified risks.
Support enterprise risk management initiatives and regulatory change management efforts.
Operational Leadership
Oversee operational processes supporting broker-dealer activities.
Collaborate with Compliance, Legal, Operations, Technology, and Finance teams to ensure effective operational controls.
Evaluate and enhance operational efficiencies while maintaining regulatory compliance.
Review vendor relationships, service providers, and clearing arrangements.
Strategic Partnership
Advise executive leadership on the financial and operational impact of business initiatives, regulatory developments, and strategic opportunities.
Participate in strategic planning and governance discussions.
Support business growth initiatives while ensuring adherence to regulatory requirements.

Vice President Finance Operations (FINOP)

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Mutual of America Financial Group

Who Are We:

Vice President Finance Operations (FINOP)

Apply now

Mutual of America Financial Group

Who Are We:

Role Summary:

Responsibilities:

Required Qualifications:

Preferred Qualifications:

What we offer you:

Annual Bonus

Apply now